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Our Investment Policy

Dividend / Cash Flow Discipline

Allen Financial will diversify amongst asset classes that can help provide income.

  • Blue Chip stocks
  • REITs
  • Convertible Bonds
  • Municipal Bonds
  • Preferred
  • Global Bonds
  • Corporate Bonds

Wealth Preservation / Distribution Planning

Once the preservation of wealth becomes more important than growing it, other strategies may come into play. Allen Financial uses an innovative process to measure each clients’ need for retirement income, and provides guidance on how to combine the appropriate products and strategies to help maximize income during retirement.

  • Fixed Immediate Annuities
  • Annuities
  • Bonds
  • Brokered CDs

Tactical Asset Allocation Discipline

Allen Financial will use Relative Strength to overweight the strongest asset classes and underweight the weakest. We will always diversify among the various asset classes.

  • Large growth
  • Large value
  • Midcap
  • Small cap
  • International
  • cash

We will assess risk at ALL times.

  • Raise cash when risk levels are high
  • Reinvest cash when risk has diminished
  • Be bullish at the bottom of markets and bearish at the top

Past performance does not guarantee future results. Asset allocation and diversification strategies do not guarantee profit or protect against loss.  All investing involves risk, including the possible loss of principal. 

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